Conflict of Interest and Code of Conduct Policy

Disclaimer 

Policies contained on the website have been prepared for reference purposes only. If you require a policy in an alternate format, please contact:

AMPS Division
100 Dissette Street, Unit 7&8
Bradford, ON L3Z 3G8
1-877-711-3169

1.1   Ontario Regulation 333/07 ("the Regulation") pursuant to the Municipal Act, 2001 requires a municipality establishing an AP system for parking to have a policy relating to conflicts of interest. In accordance with the Regulation, the policy must define what constitutes a conflict of interest in relation to AP and contain provisions to prevent such conflicts and a means of redress, should such conflicts occur. 

1.2   This policy addresses conflict of interest provisions in relation to the administration of AP. The policy sets  out requirements relating to Screening Officers, Hearing Officers and Town employee to prevent actual, potential and perceived conflicts of interest, and to ensure that AP responsibilities are conducted in accordance with fundamental principles of justice, which include judicial and prosecutorial independence, fairness, impartiality, competence and integrity.

2.1    This Policy applies to all Screening Officers, Hearing Officers, and Town employees involved in the administration of the Town’s AP program. 

          The following shall apply in addition to this Policy:

          a)      For Town employees involved in the administration of the AP program: the Staff Code of Conduct shall also apply in regard to the activities of an employee in the administration of the AP program. In the event of a conflict between the provisions of this Policy and the provisions of the Staff Code of Conduct in relation to AP, this Policy shall supersede.

          b)      For Hearing Officers: the provisions of any agreement governing the retainer between the Town and a Hearing Officer(s) shall also apply in regard to the activities of the Hearing Officer. In the event of a conflict between this Policy and the agreement, the provisions of this Policy shall supersede.

 

2.2    This Policy shall apply in addition to all applicable law (i.e. the Municipal Conflict of Interest Act, etc.). A breach of applicable law relevant to any matters set out in this Policy shall be deemed to be a breach of this Policy.

3.1    The Town of Bradford West Gwillimbury is committed to ensuring that the AP System operates in a fair and impartial manner, free of conflicts of interest.

Communication

3.2      This Policy will be posted on the Town’s website.

 

3.3      This Policy shall form part of the orientation for all Screening Officers, Hearing Officers and AP enforcement and administration staff.

Appointment of Screening Officers and Hearing Officers

3.4    The Screening and Hearing Officer By-law and Policy for Appointment of Screening and Hearing Officers, establish the rules regarding the appointment of Screening Officers and Hearing Officers.

 

Screening and Hearing Officers shall be appointed and recruited in accordance with the Policy for Appointment of Screening and Hearing Officers.

 

Screening Officers

3.5    Screening Officers are employees of the Town and therefore must also abide by the Staff Code of Conduct and all Corporate policies.  

 

3.6    Screening Officers must be and appear to always be impartial. Screening Officers shall not review a Penalty Notice for a personal or business acquaintance or Relative.

 

Hearing Officers

3.7    Hearing Officers, in conducting a Hearing Review, are bound by and shall comply with the Statutory Powers Procedures Act, as well as general administrative common law principles (i.e. procedural fairness, natural justice, impartial and unbiased decision making, etc.).

 

3.8    Hearing Officers must be and appear to always be impartial. A Hearing Officer shall not review a Screening Decision for a personal or business acquaintance or Relative.

 

3.9   Hearing Officers must also abide by the terms of any agreement governing the retainer between the Hearing Officer and the Town. 

 

Conduct of Screening Officers and Hearing Officers

3.10    All Screening Officers and Hearing Officers shall: 

a)        both be and appear to be independent, impartial, and unbiased;

b)        avoid all conflicts of interest, whether real, potential or perceived, and promptly take appropriate steps to disclose, resolve, or obtain advice with respect to any such conflict should it arise; 

c)        not represent any Person at a Screening Review or Hearing Review;

d)        not be influenced by partisan interests, public opinion, or by fear of criticism; 

e)        not use their title and position to promote their own interests or the interests of others; 

f)         discharge their duties in accordance with the law, Town By-laws and AP policies, procedures and guidelines in effect from time to time; 

g)        maintain and upgrade their knowledge and competence through their work, by participating in training and education courses as required by the Town, including training relating to implicit bias, and by seeking guidance from their colleagues and the Town, as necessary; 

h)        remain up to date on changes in the law, Town By-laws, policies and procedures relevant to their function; 

i)          act with integrity, as they are subject to ongoing public scrutiny;

j)          respect and comply with the law and always conduct themselves in a manner that promotes public confidence in the integrity and impartiality of AP;

l)       approach their duties in a calm and courteous manner when dealing with the public and others and present and conduct themselves in a manner consistent with the integrity of AP and with their appointment; 

m)    convey their decisions in plain language, including the reasons where such are required;

n)     safeguard the confidentiality of information that comes to them by virtue of their work and not disclose that information except as required by, and in accordance with, the law;

o)      in discharging their duties, treat those with whom they deal with in a respectful and tolerant manner regardless of the gender, sexual orientation, race, religion, culture, language, mental abilities, or physical abilities of those Persons, and without limiting the foregoing, comply in all respects with the Ontario Human Rights Code;

p)      refrain from openly and publicly criticizing the administration of AP or the conduct of others, including Town employees or members of Council. Screening Officers and Hearing Officers shall acknowledge that only the Director or Manager of Legal Services may speak publicly on behalf of the Town’s AP program. Any criticisms, suggestions or concerns related to AP shall be communicated through appropriate channels to the Director or the Manager of Legal Services; 

q)      deal with the matters that come before them in a timely manner and make themselves accessible to those requiring their services; and

r)       not knowingly exercise a power or function for which they have not been trained or designated.

 

Conflict of Interest

3.11   A conflict of interest arises where a Screening Officer, Hearing Officer or Town employee involved in the administration of AP, or any Relative of same, has a direct or indirect personal or financial interest:

a)        such that they could influence a decision made in relation to AP;

b)        that may affect the performance of their job duties in relation to AP; 

c)        that conflicts, might conflict, or may be perceived to conflict with the interests of the proper administration of AP; or

d)        that may adversely affect the reputation of the Town as a public authority in relation to AP.

 

3.12   A conflict of interest includes a pecuniary or non-pecuniary interest, actual, perceived or potential conflict, that could arise in relation to personal or financial matters, including but not limited to:

a)        directorships or employment;

b)        interests in business enterprises or professional practices; 

c)         share ownership or beneficial interests in trusts;

d)        professional or personal associations with a Person;

e)        professional associations or relationships with other organizations; 

f)          personal associations with other groups or organizations; or

g)        family relationships, including Relatives.

 

Preventing Conflict of Interest 

3.13    Without limiting the foregoing, Screening Officers, Hearing Officers, and all persons involved in the administration of AP shall avoid activities or circumstances that create conflicts, whether real, potential or perceived, between their personal interests and their responsibilities in relation to AP, including situations where their personal interests or the perception that their personal interests could influence any decisions they make on behalf of the Town. Any obligation, interest, or participation, which would or could interfere with the fair and impartial administration of AP or the exercise of judgment in relation to AP, constitutes conflict of interest.

 

3.14   The keys to preventing conflicts of interest are identification, disclosure, and withdrawal from the Power of Decision with respect to a Screening Review or Hearing Review.

 

3.15   The need for identification, disclosure and withdrawal from a Power of Decision or administrative role in relation to AP applies to any real, potential, or perceived conflict of interest.

 

Reporting Conflicts of Interest

3.16    Every Screening Officer, Hearing Officer or Town employee involved in the administration of AP, must disclose, in accordance with this Policy, any obligation, commitment, relationship or interest that poses a real, potential, or perceived conflict with their duties in relation to or interests in the administration of AP.

 

3.17    Screening Officers and Town employees involved in the administration of AP shall notify the Manager of Legal Services of any conflict of interest, real, potential, or perceived, that they may have in relation to a matter.

 

3.18    If a Hearing Officer becomes aware of any real, potential, or perceived conflict of interest, the Hearing Officer shall notify the Manager of Legal Services.

 

Assignment of Alternate Screening Officer or Hearing Officer

3.19  Where a real, potential, or perceived conflict of interest is reported by a Screening Officer or Hearing Officer, as set out in this Policy:

a)        in the case of a review of a Screening Review or Hearing Review that has not yet commenced, the Manager of Legal Services shall assign another Screening Officer or Hearing Officer to conduct the review to avoid actual, potential, or perceived conflict of interest; or 

b)        in the case of a review of a Screening Review or Hearing Review that has commenced:

i)       the Screening Officer or Hearing Officer shall adjourn the review and withdraw from the Power of Decision; and

ii)    the Manager of Legal Services shall cause the Screening Review or Hearing Review to be recommenced and rescheduled with another Screening Officer or Hearing Officer.

 

3.20  If all appointed Screening Officers and/or Hearing Officers have a conflict of interest with a matter, the Manager of Legal Services shall retain another Screening Officer or Hearing Officer to handle the matter that is the subject of the conflict of interest.

 

3.21  The Manager of Legal Services may consult with the Director, or their designate, for further guidance about this Policy.

Compliance, monitoring and review

4.1    The Legal Services Division shall be responsible for the development, approval, implementation, training, monitoring and compliance of and with the policy.

 

Reporting

4.2    No additional reporting is required.

 

Records management

4.3    Staff must maintain all records relevant to administering this policy in a recognized Town recordkeeping system in accordance with the Town Records Management policies and procedures.

“Administrative Penalty By-law” means the By-law passed by the Town to establish administrative penalties (“AP”), as amended from time to time, or any successor thereof;

 

“AP” means the Administrative Penalty system, established pursuant to the Town’s Administrative  Penalty By-law;

 

“Council” means the Council of the Town;

 

“Director” means the Director of Corporate Services for the Town, or their designate;

 

“Hearing Officer” means any person appointed pursuant to the Screening and Hearing Officer By-law, to perform the functions of a hearing officer in accordance with the Screening and Hearing Officer By-law and the Administrative Penalty By-law;

 

“Hearing Review” means the process related to review of a Screening Decision, as set out in Administrative Penalty By-law;

 

“Manager of Legal Services” means the Legal Services Division’s leader, or anyone designated by the Manager of Legal Services to perform their duties relating to AP;

 

“Parent” means a person who has demonstrated a settled intention to treat a child as a member of their family, whether or not that person is the natural parent of the child;

 

“Penalty Notice”  means a penalty notice issued to a Recipient who has contravened a Designated By-law provision or Designated Statute provision or, in the case of a contravention of a Designated By-law provision, issued to the person who, in the opinion of the officer, appears to have care and control of the vehicle at the time of the contravention. “Issued to” includes “imposed on” and “penalty notice” includes “penalty order”, both as used in O. Reg. 355/22.

 

“Person” includes an individual or a corporation;

 

“Policy for Appointment of Screening and Hearing Officers” means the policy adopted by the Town to govern the appointment of Screening and Hearing Officers, as amended from time to time, or any successor thereof;

 

“Power of Decision” means a power or right, conferred by or under the Administrative Penalty By-law, to make a decision about or prescribing the legal rights, powers, privileges, immunities, duties or liability of any Person;

 

“Relative” includes any of the following persons:

(a)     spouse, common-law partner, or any person with whom the person is living as a spouse outside of marriage;

(b)          Parent or legal guardian;

(c)          child, including a step child and grandchild;

(d)          siblings and children of siblings;

(e)          aunt, uncle, niece and nephew;

(f)           in-laws, including mother, father, sister, brother, daughter and son; or

(g)          any person who lives with the person on a permanent basis;

 

“Screening and Hearing Officer By-law” means the By-law passed by the Town to establish the positions of Screening and Hearing Officers and to provide for the appointment of Screening and Hearing Officers, in relation to administrative penalties, as amended from time to time, or any successor thereof;

 

“Screening Decision” means a notice which contains the decision of a Screening Officer, as set out in the Administrative  Penalty By-law;

 

“Screening Officer” means any person appointed pursuant to the Screening and Hearing Officer By-law, to perform the functions of a screening officer in accordance with the Screening and Hearing Officer By-law and the Administrative  Penalty By-law;

 

“Screening Review” means the process related to the review of a Penalty Notice, as set out in the Administrative  Penalty By-law;

 

“Staff Code of Conduct” means any policy adopted by the Town to govern employee conduct, provide ethical standards and conflict of interest, as amended from time to time, or any successor thereof;

 

“Statutory Powers Procedure Act” means the Statutory Powers Procedure Act, R.S.O. 1990, c. S. 22, as amended from time to time, or any successor thereof; and

 

“Town” means The Corporation of the Town of Bradford West Gwillimbury.

·         Municipal Act, 2001, S.O. 2001, c.25, as amended

·         Statutory Powers and Procedures Act, R.S.O. 1990, c.S.22, as amended

·         O. Reg. 355/22 Administrative Penalties for Contraventions Detected Using Camera Systems, as amended

·         Appointment of Screening and Hearing Officer Policy – LEG-003

·         Political Interference Policy – LEG-005

·         Administrative Penalties By-law 2026-047

·         Appointing Screening and Hearing Officers By-law 2026-048

7.1    Feedback about this document may be provided by emailing the Manager of Legal Services.

 

Approval and Review

Details

Approval Authority

Council

Administrator

Manager of Legal Services

Next Review Date

November 2028

 

Approval and Amendment History

Details

Original Approval Authority and Date

Council

2023/02/21

Amendment Authority and Date

Council

2026/06/16

Notes

From AMPs to AP. Update division to Legal Services. Administrative amendments.

 

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